State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

Compact Commission Prepares For First Filings

By Jim Connolly
More Politicians Call for Iran Diverstment

June 01, 2007

More Politicians Call for Iran Diverstment
Groups To Talk About The NAIC At Next NAIC Meeting

May 30, 2007

Groups To Talk About The NAIC At Next NAIC Meeting
NCOIL Committee Chair Questions NAIC Secrecy

May 30, 2007

NCOIL Committee Chair Questions NAIC Secrecy
Spitzer Takes On Empire State Regs

May 30, 2007

Spitzer Takes On Empire State Regs
Groups To Talk About The NAIC At Next NAIC Meeting

May 29, 2007

Groups To Talk About The NAIC At Next NAIC Meeting
NCOIL Committee Chair Questions NAIC Secrecy

May 29, 2007

NCOIL Committee Chair Questions NAIC Secrecy
The perfect partnership

May 15, 2007

The perfect partnership