State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NAIC Commissioners Prepare To Gather
By Jim ConnollyThe National Association of Insurance Commissioners is expecting to attract more than 40 commissioners to an annual commissioners' meeting that starts Saturday.Topics to be discussed ...
February 01, 2008
California ponders restricting annuity salesLast August, I testified at a public discussion regarding possible additions to the California Code of Insurance Regulations, dealing with annuities sales to seniors -changes that are being prompted by new powers awarded to the state's Insurance
February 01, 2008
Presidents DayThe vast majority of readers probably remember the February of their primary school years as a time to recall the greatness of George Washington, whose...
January 31, 2008
Drive at high speed to successWelcome to the Internet autobahn, where information zooms from carriers, to advisors, to FMOs, to regulators, to the media, to clients and back again -- in seconds. It's a world that has rendered the following excuse obsolete: "No one told
January 31, 2008
California ponders restricting annuity salesLast August, I testified at a public discussion regarding possible additions to the California Code of Insurance Regulations, dealing with annuities sales to seniors -changes that are being prompted by new powers awarded to the state's Insurance
January 21, 2008
New York Meets On Transforming Financial RegsA group working to modernize New York's financial regulatory system will follow a proposal for changes put forward by the state's insurance superintendent, officials said.Their ...
January 21, 2008
New York Meets On Transforming Financial RegsA group working to modernize New York's financial regulatory system will follow a proposal for changes put forward by the state's insurance superintendent, officials said.Their ...
January 06, 2008
OFC Seen As Fix For U.S. Insurers' Competitiveness In Global MarketsThe structure of state insurance regulation presents "inherent obstacles" to promoting global insurance competitiveness, a reinsurance industry executive and former Federal Reserve Board governor contends."Even ...