State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NAIC Eyes Securities Lending
By Arthur D. PostalState insurance regulators are thinking about tightening the rules governing securities lending.
March 19, 2009
Magnolia State Joins Filing CompactMississippi now is participating in the Interstate Insurance Product Regulation Compact.
March 18, 2009
NAIC Assesses Licensing UniformityStates' standards for insurance producer fingerprinting and education standards continue to vary widely, officials say.
March 17, 2009
NAIC Assesses Licensing UniformityStates' standards for insurance producer fingerprinting and education standards continue to vary widely, officials say.
March 09, 2009
Ask the expert: which state governs the settlement?This article answers the following question: Can my customer settle his 20-year-old life policy here where he lives or must he do that in the original state of purchase?
February 25, 2009
Panelists Square Off At NAVA ShowA Financial Industry Regulatory Authority representative clashed with Therese Vaughan and former Sen. John Sununu earlier this week here at a forum on regulatory modernization.
February 23, 2009
Huff Takes Over In Show Me StateThe Missouri Senate has confirmed John Huff as director of the Missouri Department of Insurance, Financial Institutions and Professional Registration.
February 20, 2009
New York: Report Using Our RulesWhen insurers file New York financial statements, they must exclude the effects of capital and surplus exceptions granted in other states.