Litigation
Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.
Analyst Accused of Punching Subway Worker Faces Judge, Civil Suit
By Jeff BermanThe New York transit operator saying she was attacked has sued Jean-Francois Coste of Tocqueville Asset Management.
September 26, 2023
Trump Found Liable for Fraud in New YorkThe lawsuit says he exaggerated his net worth by billions of dollars on records sent to banks and insurers.
September 26, 2023
MassMutual Annuity Unit Faces Federal MOVEit Data Breach SuitA hearing this week could determine how many federal MOVEit suits are handled.
September 26, 2023
JPMorgan to Pay $75M to Settle Epstein-Related ClaimsThe bank tentatively agreed to a deal with the U.S. Virgin Islands, which had originally sought $190 million.
September 25, 2023
SEC: 'Cash Flow King' Host Ran $11M Ponzi SchemeMatthew Motil was charged with defrauding over 50 investors in a scheme involving notes backed by residential properties.
September 22, 2023
TD Ameritrade Sued Again Over MOVEit Data BreachThe brokerage was negligent in using the MOVEit software despite security vulnerabilities, the plaintiff argues.
September 20, 2023
John Hancock and Talcott Re Face Lawsuits Tied to 2017 Tax CutsThe suits could affect what happens to life insurance policy cost-of-insurance charges when tax rules change.
September 18, 2023
Hunter Biden Sues IRS Over Tax Disclosures by Agency EmployeesThe lawsuit refers to an "assault" on his rights from the televised disclosure of confidential tax information.