SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
Hedge Fund Advisers Should Register, SEC Report Sa
By Staff WriterWASHINGTON (HedgeWorld.com)?The U.S. Securities and Exchange Commission released its long-anticipated report on hedge funds, recommending that hedge fund advisers be required to register with the...
May 19, 2003
Bond Fund Yield Quotations Can Yield a Bit of ConfAn excerpt from the May 16, 2003, edition of The W
May 12, 2003
SEC Round Table Includes Few Hedge Fund ManagerNEW YORK (HedgeWorld.com)--The 63 panelists announced by the Securities and Exchange Commission for the hedge fund round table next week include lawyers, regulators, pension and...
March 31, 2003
UnumProvident Replaces ChandlerNU Online News Service, March 31, 2003, 5:13 p.m. EST -- UnumProvident Corp., Chattanooga, Tenn., has fired J. Harold Chandler, the company's chairman, president ...
March 31, 2003
SEC Sets Dates for Hedge Fund Round TableThe Securities and Exchange Commission will host round table discussions on a wide range of issues related to hedge funds, on May 14 and 15 in the William O. Douglas Room at SEC headquarters.
March 26, 2003
SEC Talks To Protective About Securities Loss AccountingNU Online News Service, March 26, 2003, 3:55 p.m. EST -- Protective Life Corp., Birmingham, Ala., says the U.S. Securities and Exchange Commission may ...
March 25, 2003
UnumProvident Makes Peace With SECNU Online News Service, March 25, 2003, 12:55 p.m. EST -- UnumProvident Corp., Chattanooga, Tenn., says it has responded to an accounting critique from ...
January 27, 2003
New Rules on Lawyer's Responsibilities, Proxy DiscThe SEC takes some votes, but is still accepting c