SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
The sky is (not) falling
By Andy StonehouseWith our editor, Daniel Williams, still holding down the fort on the last day of MDRT's big conference in Toronto, let me, Associate Editor Andy Stonehouse, step in for a moment and get you up to date on today's flurry of activity
June 25, 2008
SEC May Reclassify Some Indexed AnnuitiesMembers of the U.S. Securities and Exchange Commission today voted 3-0 to propose a rule that would define some indexed annuities as securities.The proposal would ...
June 22, 2008
SEC Plans To Move On Index Annuities This YearThe U.S. Securities and Exchange Commission plans to address the status of equity indexed annuities soon."Possibly as early as this month," said SEC Chairman Christopher ...
June 22, 2008
SEC Plans To Move On Index Annuities This YearThe U.S. Securities and Exchange Commission plans to address the status of equity indexed annuities soon."Possibly as early as this month," said SEC Chairman Christopher ...
June 16, 2008
SEC To Move On Indexed AnnuitiesThe U.S. Securities and Exchange Commission is getting ready to address the status of annuities with returns linked to the performance of stock indices and ...
June 16, 2008
SEC To Move On Indexed AnnuitiesThe U.S. Securities and Exchange Commission is getting ready to address the status of annuities with returns linked to the performance of stock indices and ...
June 01, 2008
A Long, Hot Regulatory SummerGet ready for a number of regulatory changes to hit home this summer. The SEC is set to release proposed rules soon regarding credit ratings...
May 28, 2008
A big blow to "shareholder rights" advocatesDo you want a greater say in how the companies you invest in are run, or do you trust management to make the tough decisions...