SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
Industry Wants SEC Accounting Proposal Details
By Jim ConnollyInsurance industry groups and accounting experts say they need to know more before they can weigh in on U.S. Securities and Exchange Commission efforts to ...
August 31, 2008
Commissioners Mull Fed Insurance Office And SEC Index Annuity ProposalsWhen state insurance commissioners met in Chicago recently for their mid-summer gathering, prominent among the topics they discussed were the Office of Insurance Information proposal ...
August 31, 2008
Commissioners Mull Fed Insurance Office And SEC Index Annuity ProposalsWhen state insurance commissioners met in Chicago recently for their mid-summer gathering, prominent among the topics they discussed were the Office of Insurance Information proposal ...
August 29, 2008
SEC Floats Global Accounting StandardThe Securities and Exchange Commission voted August 27 to publish for public comment a proposed Roadmap that could lead to the use of International Financial Reporting Standards (IFRS) by U.S. public companies beginning in 2014.
August 28, 2008
Getting the goods on Rule 151AThree of the foremost experts on the still-evolving SEC Rule 151A -- the proposal which could serve to turn fixed indexed annuities into a registered security -- were on hand Aug. 22 at Senior Market Advisor Expo in Orlando for what turned
August 27, 2008
Getting the goods on Rule 151AThree of the foremost experts on the still-evolving SEC Rule 151A -- the proposal which could serve to turn fixed indexed annuities into a registered security -- were on hand Aug. 22 at Senior Market Advisor Expo in Orlando for what turned
August 22, 2008
NAIFA To Oppose SEC Annuity ProposalThe National Association of Insurance and Financial Advisors says it will fight efforts by the U.S. Securities and Exchange Commission to classify indexed annuities as ...