SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
Fighting SEC Rule 151A
By Brian AndersonChances are you want SEC Rule 151A to be vacated. Are you doing anything about it?
December 11, 2009
American Equity Update on 2-Year Rule 151A DelayNick Gerhart of American Equity updates interested parties on the recent developments concerning Rule 151A and where we go from here.
December 11, 2009
House Passes Sweeping Financial ReformsHouse lawmakers have passed the most sweeping reforms of financial services since those coming out of the Great Depression.
December 10, 2009
NAFA: We'll Keep Up The Indexed Annuity BattleThe National Association for Fixed Annuities is warning supporters against using the U.S. Securities and Exchange Commission decision to delay enforcement of Rule 151A as a reason to relax.
December 10, 2009
American Equity Update on 2-Year Rule 151A DelayNick Gerhart of American Equity updates interested parties on the recent developments concerning Rule 151A and where we go from here.
December 10, 2009
NAFA: We'll Keep Up The Indexed Annuity BattleThe National Association for Fixed Annuities is warning supporters against using the U.S. Securities and Exchange Commission decision to delay enforcement of Rule 151A as a reason to relax.
December 10, 2009
SEC Proposes Two-Year Stay on Rule 151A on Regulating Annuities as SecuritiesCircuit court expected to act on controversial rule soon
December 09, 2009
SEC Offers To Delay 151A ImplementationThe U.S. Securities and Exchange Commission now plans to provide a full 2-year implementation period for federal regulation of equity-indexed annuities under Rule 151A.