SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
SEC Chief Dismisses Talk of Merger With CFTC
By Melanie Waddell"The CFTC and SEC have operated in parallel lanes too often in conflict with each other," Paul Atkins said Monday.
September 26, 2025
Draft Guidance Could Boost Best-Interest ComplianceIndustry groups hope to keep state regulators from adding new ways to monitor firms and people.
September 26, 2025
Guardrails Needed on Alts in 401(k)s: SEC Chief AtkinsThe SEC and Labor Department have "to work hand and glove" to lay ground rules, Atkins said Thursday.
September 23, 2025
SEC Chief Wants 'Innovation Exemption' to Fast-Track Crypto Product ApprovalsSEC Chairman Paul Atkins also said the agency would write new rules for crypto in the coming months.
September 19, 2025
Lawmakers Up in Arms Over Delay of AML Rule for AdvisorsRIAs serve as an entry point for foreign money tied to corruption and terrorism, Sen. Warren and others warn.
September 19, 2025
SEC Breakthrough Lets Grayscale Launch First Multi-Token ETFThe decision lets Grayscale Investments convert its Digital Large Cap Fund into an ETF.
September 18, 2025
SEC Policy Shift Calls for Advisor ActionFirms should not interpret the current pause in rulemaking and the shift away from enforcement as a reprieve.
September 18, 2025
Ex-Advisor Sentenced to 3 Years for Bilking Investors, Including Pro AthletesIan Bell spent investors' money on trips, jewelry and his fiancée’s credit card bills, prosecutors said.