SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
Chief of Staff of Ex-SEC Head White Rejoins Shearman & Sterling
By Melanie WaddellNallengara joins firms capital markets and corporate governance practices in New York.
April 05, 2017
SEC Boosts How Much Firms Can Raise via CrowdfundingThe regulator's move is an inflation adjustment and adheres to JOBS Act rules.
April 05, 2017
SEC Takes Aim at Political Contributions by Investment AdvisersWhile it remains unclear how and when regulators will act, the recent settlements and the SEC's handling of exemptive relief petitions may provide some clues.
April 04, 2017
Senate Banking Votes to Advance Clayton to SEC Chair PostThe committee voted to send Jay Clayton's nomination to the full Senate.
April 03, 2017
Digital or Mental Defense?When it comes to cybersecurity, the SEC may be the least of your problems.
April 03, 2017
Ex-Enforcement Chief Suggests Priorities of a Jay Clayton SECA telling statistic about the Trump administration from the recent Hispanic Chamber of Commerce's Legislative Summit: 1,200 nominees must be confirmed for each new administration, of which 25 have been confirmed so far.
March 31, 2017
Senate Dems Call for SEC to Investigate Acting Chair PiwowarSens. Elizabeth Warren and Sherrod Brown say Michael Piwowar is overstepping his legal authority by trying to scale back Dodd-Frank rulemaking.
March 30, 2017
SEC Halts Lottery Ticket Boiler Room Scheme: EnforcementAlso, the former TelexFree president was sentenced to six years in federal prison for operating a pyramid scheme.