DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
LPL, Edward Jones Pre-DOL Rule Shifts: Smart Moves or Overreaction?
By Janet LevauxIndustry watchers share their views on the merits and drawbacks of such an approach by several broker-dealers.
March 16, 2016
Perez: DOL Took Fiduciary Rule Comments Seriously, Made Changes"At the end of our process, we look forward to explaining the changes we made and how we intend to proceed," Labor Secretary Perez said.
March 15, 2016
DOL Fiduciary Rule Will Change Financial Advice, According to a FiduciaryBilly Lanter, fiduciary investment advisor at Unified Trust Co., says hes worried about a "watered down" fiduciary standard.
March 14, 2016
RIAs, Reps Plan to Drop Small Clients Under DOL Fiduciary Rule: FidelityReps and RIAs alike also expect added compliance costs and a shift in products they recommend, away from variable annuities and toward managed accounts.
March 11, 2016
5 things to know about the DOL fiduciary ruleERISA attorneys talk about the proposed industry-changing standard.
March 11, 2016
5 things to know about the DOL fiduciary ruleERISA attorneys talk about the proposed industry-changing standard.
March 10, 2016
3 steps to prepare for DOL fiduciary ruleSEI Advisor Network execs say advisors arent preparing for the new fiduciary rule.
March 10, 2016
3 steps to prepare for DOL fiduciary ruleSEI Advisor Network execs say advisors arent preparing for the new fiduciary rule.