DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Are DOL Fiduciary Foes Protecting the Little Guy? Financial Engines CIO Cries Foul
By Bernice NapachChristopher Jones says opposition to the fiduciary rule is not really about how it impacts small investors but firms' desire to sell them high-fee products.
March 22, 2016
Perez: DOL took fiduciary rule comments seriously, made changesConflict of interest rule should emerge from OMB in near future, Perez tells lawmakers.
March 18, 2016
DOL fiduciary rule will change financial advice, according to a fiduciaryBilly Lanter, fiduciary investment advisor at Unified Trust Company, says hes worried of a watered down standard.
March 18, 2016
DOL fiduciary rule will change financial advice, according to a fiduciaryBilly Lanter, fiduciary investment advisor at Unified Trust Company, says hes worried of a watered down standard.
March 18, 2016
RIAs, reps plan to drop small clients under DOL fiduciary rule: FidelityReps and RIAs alike expect added costs to comply, and a shift away from variable annuities.
March 18, 2016
RIAs, reps plan to drop small clients under DOL fiduciary rule: FidelityReps and RIAs alike expect added costs to comply, and a shift away from variable annuities.
March 18, 2016
3 strategies for annuity carriers bracing for DOL fiduciary rule impactWait and see, or take action? Annuity carriers have a choice about how to prepare for the coming fiduciary guidelines.
March 18, 2016
3 strategies for annuity carriers bracing for DOL fiduciary rule impactWait and see, or take action? Annuity carriers have a choice about how to prepare for the coming fiduciary guidelines.