DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
August 06, 2015
How the DOL proposal could impact youInsights from NAFA's Chip Anderson at the 2015 Advisor Network Summit.
August 04, 2015
Time for Wall Street to Show Investors Their Trust MattersNext weeks DOL hearings will provide firms with the public forum to demonstrate their support for a workable best interest standard.
August 03, 2015
Next Up for DOL Fiduciary Redraft: HearingsNow that the comment period on the DOL's fiduciary redraft has ended, opponents and those in favor of the rulemaking will participate in hearings regarding the plan the week of Aug. 10.
August 03, 2015
DOL fiduciary rule opponents shift strategyCongressional members are calling on the DOL to re-propose a new fiduciary regulation.
August 03, 2015
DOL fiduciary rule opponents shift strategyCongressional members are calling on the DOL to re-propose a new fiduciary regulation.
July 28, 2015
Lawmakers Ask DOL to Start Over on Fiduciary RuleWe feel it is in the interest of our constituents that the DOL repropose this fiduciary regulation, lawmakers tell Labors Thomas Perez.
July 24, 2015
Witness says broker model cheaper than fee model for small accountsThe benefits of the Department of Labors proposed fiduciary rule do not outweigh the costs, according to one witness at a Senate subcommittee hearing.
July 24, 2015
House GOP Tells DOL to Scrap Fiduciary PlanLawmakers from the House committee with jurisdiction over DOL accused it of having an insatiable desire to re-engineer the retirement services industry.
July 23, 2015
The DOL fiduciary rule: reactions from 4 industry associationsThe associations contend that the rule's substantial costs and "burdens" will prompt many brokers to exit the business.
July 23, 2015
The DOL fiduciary rule: reactions from 4 industry associationsThe associations contend that the rule's substantial costs and "burdens" will prompt many brokers to exit the business.