DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
September 29, 2015
CFP Board, FPA agree on likely timetable for DOL fiduciary ruleThe final DOL fiduciary rule, regardless of its exact shape, will likely be implemented next year, says Marilyn Mohrman-Gillis of the CFP Board.
September 28, 2015
House GOP Makes Last-Ditch Effort to Stall DOL Fiduciary RuleRep. Jeb Hensarling said he would advance Rep. Ann Wagner's Retail Investor Protection Act to stop the Department of Labor's misguided fiduciary rule.
September 28, 2015
House Panel Sets Wednesday Markup on Bill to Halt DOL Fiduciary RuleThe Retail lnvestor Protection Act would force the DOL to wait for an SEC fiduciary rule.
September 28, 2015
CFP Board, FPA Advocates Agree on Likely Timetable for DOL Fiduciary RuleMarilyn Mohrman-Gillis, Karen Nystrom think it likely DOL rule will be out this year, but SEC fiduciary rulemaking prospects still cloudy.
September 28, 2015
Broker-Dealers and the Fiduciary RuleScenario 4: The DOL enacts its fiduciary rule. How does this change the way you charge and disclose fees? Which clients are most affected? How seriously does it affect your business?
September 27, 2015
Ann Wagner: "The American public is not as dumb as the government thinks they are""This is not a Wall St. issue, this is a Main St. issue!" Ann Wagner (R-MO) proclaimed at the annual IRI meeting.
September 25, 2015
Over Half of House Democrats Call for Changes in DOL Fiduciary PlanA comment letter signed by 96 House Democrats asks for a less prescriptive approach to fiduciary regulation.
September 25, 2015
Over half of House Democrats call for changes in DOL fiduciary ruleAround 96 House Democrats have signed a letter calling for further refinements to the rule.
September 23, 2015
It’s time to rebrand “true fiduciary”To paraphrase Buddy (aka Syndrome, the bad guy) in The Incredibles, When everybodys a fiduciary [evil chuckle] no one is.
September 10, 2015
Bill Halting DOL Fiduciary Rule to Move AheadHouse Financial Services Chairman Jeb Hensarling says he'll advance Rep. Ann Wagner's Retail Investor Protection Act as it "will stop" the DOL's "misguided" fiduciary rule.