DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
November 30, 2015
DOL Fiduciary Rule Nears the Finish LineAs 2015 drew to a close, intense debate continued regarding the DOL's planned release in the first half of 2016 of its rule to amend the definition of fiduciary under ERISA.
November 23, 2015
The DOL's fiduciary rule: A contrarian viewThe Financial Planning Coalition is urging Congress not to block the DOL fiduciary rule.
November 19, 2015
Slim chance to stop DOL fiduciary rule, but brokers must keep fighting: Rep. MulvaneyThe only hope of reversal is tied to the next administration, the House Financial Services Committee member says.
November 19, 2015
Slim chance to stop DOL fiduciary rule, but brokers must keep fighting: Rep. MulvaneyThe only hope of reversal is tied to the next administration, the House Financial Services Committee member says.
November 18, 2015
Are Brokers Really as Anti-DOL Fiduciary as Their BDs?Brokers are the men and women on the front lines of where a DOL fiduciary rule would be played out. What's their perspective?
November 17, 2015
Rep Rallies Small Businesses Behind Alternative to DOL Fiduciary RuleRep. Peter Roskam, R-Ill., told a Chamber of Commerce gathering that the DOL intends to get the private sector out of the retirement space.
November 13, 2015
Slim Chance to Stop DOL Fiduciary Rule, but Brokers Must Keep Fighting: Rep. MulvaneyMulvaney told Commonwealth reps to tell senators that we will no longer be able to serve middle-class people who need us the most.
November 10, 2015
Brokers' Views on DOL Fiduciary Rule Seem to Diverge From Their BDs'Broker-dealer firms generally and overwhelmingly reject the Dept. of Labor's BICE requirement as unworkable." Their reps are not so negative.
November 09, 2015
Bipartisan effort in House proposes DOL rule alternativeBipartisan group of lawmakers issues proposal to replace Department of Labor proposed fiduciary rule.
November 09, 2015
Bipartisan effort in House proposes DOL rule alternativeBipartisan group of lawmakers issues proposal to replace Department of Labor proposed fiduciary rule.