DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Industry ‘Stuck’ With DOL Fiduciary Rule, but Fight Will Continue: Lawmakers
By Melanie WaddellIts not an overcharacterization to say that this [DOL fiduciary rule] is Obamacare, essentially, on the retirement system, Rep. Peter Roskam said.
April 25, 2016
How Wirehouses, Experts View DOL RuleReactions to the release of the fiduciary regulation.
April 25, 2016
Finally, Resolution to DOL's Fiduciary Rule RevolutionThe DOL's long-awaited final fiduciary rule ensures that putting clients first is no longer a marketing slogan, it's the law, Labor Secretary Thomas Perez told reporters in April.
April 25, 2016
RBC’s Retiring CEO Talks DOL Fiduciary and the Best Business ModelRBC Wealth Management CEO John Taft reflects on where the wealth management field has been and where it's heading.
April 22, 2016
Advisor Tech Gurus Differ on the Robo Threat, DOL Fiduciary Rule EffectsAt SSG conference, Joel Bruckensteins panel discusses robos effect on RIAs, along with which advisory models will survive DOL fiduciary rule.
April 22, 2016
What Do You Think About DOL Fiduciary Rule? Take a 10-Question PollHow do you feel about the fiduciary rule? 1) Its a new era of unicorns and rainbows; 2) My anger burns like a thousand suns.
April 20, 2016
DOL Accused of ‘Legislation by Rulemaking’ on Fiduciary RuleThe DOL is overstepping its bounds because Congress never intended for IRAs to be regulated like ERISA plans, ERISA lawyer Brad Campbell told senators.
April 19, 2016
DOL fiduciary rule: Great for lawyers, but what about advisors?At the NAPA 401(k) Summit, head Brian Graff focused on the impact of the DOL fiduciary rule on advisors.