DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
‘Befuddled’ Clients, Compliance Headaches Worry Advisors in Wake of DOL Fiduciary Rule
By Danielle AndrusA panel at the Envestnet Advisor Summit on Thursday addressed the concerns advisors have with the DOLs conflict of interest rule.
May 19, 2016
What Advisors Really Think of DOL Fiduciary Rule: ThinkAdvisor PollReaders weigh in on matters like whether DOL should be sued (hint: Perez, beware of pitchforks) and what products would be affected.
May 18, 2016
For IRA Investors, a Warning on DOL Fiduciary RuleThe DOL's conflict of interest rule didn't quite extend fiduciary protection all the way to IRAs, Bob Clark writes.
May 18, 2016
14 questions (and answers) about the DOL fiduciary ruleA panel of industry experts delves into the impact of the rule from the legal, distribution and manufacturer perspectives.
May 12, 2016
6 DOL Fiduciary Tasks to Tackle Before First DeadlineFinancial advisory firms have a lot to do between now and April 10, 2017, when the DOLs fiduciary rule becomes applicable.
May 10, 2016
DOL to Advisors: Got Fiduciary Rule Questions? Ask UsDOL will issue guidance on a rolling basis and focus on aiding compliance, not finding litigation targets, one of the rules architects said.
May 08, 2016
Insurers work to implement new fiduciary ruleCompany executives on Thursday shared early observations about how the new fiduciary rule may impact major insurers and financial services firms.
May 06, 2016
Fred Reish: The Go-To ERISA Expert — The 2016 IA 25Attorney Fred Reish has been steeped in ERISA law since "before there was an ERISA."