DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Overstepped Its Authority With Fiduciary Rule, US Chamber Tells Judge
By Melanie WaddellIn motion for summary judgment, the U.S. Chamber of Commerce says DOL has no authority to regulate IRAs; an investor attorneys' group begs to differ.
July 12, 2016
Morningstar, ARA Deliver Fiduciary Education ProgramThe program "sets a new standard for fiduciary practices that goes beyond the mere letter of the law," says ARA head Brian Graff.
July 12, 2016
DOL 101: The fiduciary rule’s impact on IMOsAn attorney-turned-financial consultant addresses a pressing but often overlooked question raised by the DOL rule: What does it mean for IMOs?
July 12, 2016
DOL 101: The fiduciary rule’s impact on IMOsAn attorney-turned-financial consultant addresses a pressing but often overlooked question raised by the DOL rule: What does it mean for IMOs?
July 11, 2016
DOL rule could slow insurance sales for independent channelThe DOL fiduciary rule could decrease revenue and accelerate consolidation of independent brokers, the Conning & Co. report warns.
July 11, 2016
DOL rule could slow insurance sales for independent channelThe DOL fiduciary rule could decrease revenue and accelerate consolidation of independent brokers, the Conning & Co. report warns.
July 08, 2016
DOL clarifies fiduciary rule for insurance companiesThe technical correction DOL issued to BICE deals with the actuarial review of insurance companies.
July 08, 2016
DOL clarifies fiduciary rule for insurance companiesThe technical correction DOL issued to BICE deals with the actuarial review of insurance companies.