DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
In DOL/Post-DOL Fiduciary World, RIAs Need to Re-Differentiate
By Knut A. RostadHow RIAs should respond to what's likely to be a new wave of deregulation.
November 28, 2016
Kansas Judge Upholds DOL Fiduciary RuleIn the rule's second legal victory, a Kansas federal judge rejected insurer Market Synergy's request to block it.
November 23, 2016
DOL Fiduciary Rule Infringes on Advisors’ Freedom of Speech, Lawsuit ClaimsU.S. District judge in Texas hears a First Amendment argument against the Labor Dept.s fiduciary rule under ERISA.
November 22, 2016
Variable annuity sales fall in advance of DOL ruleBroker-deals are pulling back on variable annuities, but fixed indexed annuities remain on an upward trajectory.
November 22, 2016
Variable annuity sales fall in advance of DOL ruleBroker-deals are pulling back on variable annuities, but fixed indexed annuities remain on an upward trajectory.
November 21, 2016
Is the DOL Fiduciary Rule DOA Under Trump?Just as the industry was ramping up its compliance with the DOL's fiduciary rule, Donald Trump's surprising win could throw its viability into question.
November 20, 2016
Deciphering the DOL rule at NAILBA 35AALU executive Chris Morton attempts to answer the unending questions about the forthcoming DOL fiduciary rule at NAILBA 35.
November 20, 2016
Deciphering the DOL rule at NAILBA 35AALU executive Chris Morton attempts to answer the unending questions about the forthcoming DOL fiduciary rule at NAILBA 35.