DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Wells Fargo Outlines DOL, Tech Plans; Departures Continue
By Janet LevauxThe wirehouse urged its FAs to "have conversations with clients and document" that discussion.
December 21, 2016
3 significant challenges for annuity advisors in 2017Thanks to the DOL fiduciary rule, annuity advisors can anticipate reduced compensation, fewer products and a more complicated sales process.
December 20, 2016
Will the DOL Fiduciary Rule Survive?Dr. Craig Lemoine discusses the future of the DOL rule under Trump and the most prudent course of action to take now.
December 15, 2016
Annuity Sales to Plunge Under DOL Fiduciary Rule: CerulliIRI also says that industrywide annuity sales in the third quarter dropped 12% from a year ago.
December 14, 2016
DOL Rule Adds to Mutual Fund Industry HeadwindsMoodys and other analysts expect fiduciary rule to flip the balance of power as advisors adopt fee-based compensation.
December 13, 2016
10 ways to prepare for the fiduciary ruleThe risks of committing a prohibited transaction could be significant, and may include litigation, audits from the DOL and Internal Revenue Service, as well as associated penalties and fines.
December 13, 2016
10 ways to prepare for the fiduciary ruleThe risks of committing a prohibited transaction could be significant, and may include litigation, audits from the DOL and Internal Revenue Service, as well as associated penalties and fines.
December 12, 2016
Chamber's CEO: 'Already Working' With Trump to Kill DOL Fiduciary RuleU.S. Chamber of Commerce is urging immediate action to undo the rule, Thomas Donohue says.