DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
April 30, 2021
Tougher DOL Fiduciary Rule Is on the Way. But When?Former EBSA head Preston Rutledge tells ThinkAdvisor where he thinks the rule stands on Labor's priority list.
April 27, 2021
New DOL Fiduciary Rule Creating 'Regulatory Whiplash': Attorneys"There is much to be concerned about" in a recent FAQ from the department, Eversheds Sutherland lawyers warn.
April 26, 2021
What to Do About the Return of the DOL RuleBy Dec. 20, broader "prohibited transaction exemption" rules will be mandatory, and advisors will need to comply.
April 13, 2021
DOL Releases Fiduciary Rule GuidanceThe department has released FAQs for investment professionals and investors.
April 08, 2021
What COBRA Subsidies in the Stimulus Package Mean for Your ClientsIt's important that both individual and small-business clients understand the new COBRA rules for 2021.
March 22, 2021
Senate Confirms Walsh as Labor SecretaryWith Walsh's confirmation, the Senate has now confirmed all 15 of President Joe Biden's cabinet secretaries.
March 19, 2021
Senate Sets Monday Vote on Walsh DOL NominationThe Senate's Monday docket does not mention a vote on Gary Gensler to be SEC chairman.
March 18, 2021
Senate to Vote Thursday on Walsh DOL, Gensler SEC NominationsGensler is a former CFTC chief, and Walsh is the mayor of Boston.
March 16, 2021
401(k) Plans Have a Big Cybersecurity Problem, Need Guidance: GAOAfter a congressional request to review these risks, GAO concludes that vendors are weak links.
March 10, 2021
DOL Won't Enforce New Rules on ESG in Retirement PlansThe rule limiting ESG investments in 401(k) plans "has had a chilling effect on plan fiduciaries," ERISA lawyer Fred Reish says.