DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
March 03, 2023
Are You Ready for the DOL's Next Fiduciary Deadline?Investment advisors must fulfill the latest requirements of the Prohibited Transaction Exemption for rollovers by July 1.
March 01, 2023
Senate Set to End Labor's ESG RuleThe expected move by Republicans and some Democrats is likely to be vetoed by the president.
February 28, 2023
Biden Nominates Julie Su as Labor Secretary, Replacing WalshSu would replace Marty Walsh, who is expected to become the head of the NHL players' union.
February 23, 2023
Why a Federal Court Ditched DOL Fiduciary Standard for RolloversAdvisors should pay close attention to future developments and see whether the department chooses to appeal.
February 16, 2023
DOL Rollover Guidance Is Not Dead, Lawyer Warns"I wouldn't run out and change my policies and procedures right now," says ERISA attorney Brad Campbell.
February 14, 2023
DOL Fiduciary Rollover Guidance Struck Down by Florida CourtThe American Securities Association challenged Labor's declaration that rollover advice was fiduciary advice.
February 13, 2023
DOL Wants Feedback on Retirement Plan Loan FixesSecure 2.0 widens "the range of operational failures for which self-correction is available," attorneys say.
February 10, 2023
Advisor Texting, DOL Fiduciary Rule Are Hot-Button Issues This YearLabor will likely release a fiduciary rule before summer ends, attorney Sara Crovitz tells ThinkAdvisor.
February 08, 2023
Labor Secretary Marty Walsh Offered Top Post at NHL Players' GroupWhen Walsh will officially step down from his Cabinet position has not yet been announced.
February 08, 2023
Deloitte Warns Life Insurers to Get a Jump on Internal AuditsFirm analysts say companies should find any sales and marketing problems before FINRA and DOL examiners do.