DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
November 02, 2023
Equitable Eyes DOL's Fiduciary Rule ApproachBut to many industry, consumer and regulator groups, the regulation drafts look similar to the 2016 effort.
November 01, 2023
Critics Take Aim at New DOL Fiduciary RuleThe plan goes too far, some critics maintain, while others see legal challenges mounting.
October 31, 2023
Draft Labor Regulations Allow Annuity CommissionsFiduciary disclosure rules would change, and sales-based awards for independent producers would be out.
October 31, 2023
Ed Slott: Yes, IRA Rollovers Are Advice Under New DOL Fiduciary RuleThat means advisors must know the tax rules for each rollover option, the IRA expert tells ThinkAdvisor.
October 31, 2023
DOL Releases New Fiduciary RulePresident Joe Biden said Tuesday "we're taking additional action to eliminate junk fees in retirement savings."
October 31, 2023
New DOL Fiduciary Rule Closes Loopholes, Biden Officials ExplainThe rule applies a fiduciary standard to retirement advice on rollovers and fixed indexed annuities.
October 30, 2023
New DOL Fiduciary Rule to Be Released Tuesday: ReportThe rule will be released for public comment at White House event with President Biden attending.
October 24, 2023
DOL's Gomez Explains New Fiduciary RuleWhile it's now called the Retirement Security rule, its intent hasn't changed, the Labor official tells ThinkAdvisor.
October 12, 2023
DOL's Su Tells House Lawmakers New Fiduciary Rule Remains a PriorityThe rule will address the unlevel playing field for different kinds of companies giving investment advice, Su said.
October 04, 2023
Final DOL Independent Contractor Rule Lands at OMBThe Financial Services Institute has maintained that DOL's new rule should be withdrawn.