DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
January 12, 2024
Why New DOL Fiduciary Rule Is Not a 'Rehash' of 2016Former EBSA head Phyllis Borzi explains how Labor's new rule differs and where it may end up.
January 11, 2024
7 Threats Life and Annuity Commenters See Lurking in DOL Fiduciary Rule DraftOne is a provision that could shut some insurers out of the rollover market for 10 years.
January 10, 2024
DOL Can't Put Fiduciary Duty on IRAs, Ex-Labor Official TestifiesLabor has no authority to regulate IRA transactions like rollovers, ERISA lawyer Brad Campbell says; Phyllis Borzi disagrees.
January 10, 2024
DOL: If You Were an Independent Contractor, You Probably Still AreAgents may, or may not, have to spend heavily or be legally separate to be independent.
January 09, 2024
Lawmakers Tell DOL to Halt New Fiduciary RuleThe proposal would inflict "harm on millions of retirement savers," lawmakers said.
January 09, 2024
Biden Renews Push to Make Julie Su Labor SecretaryShe has helped shape fiduciary standards and independent contractor efforts.
January 09, 2024
DOL Releases Final Independent Contractor RuleThe Financial Services Institute has long worried that the rule could threaten advisors' independent contractor status.
January 05, 2024
DOL Reviewing 19,000 Fiduciary Rule CommentsNow that the public has weighed in — voluminously — here's what happens next.
January 05, 2024
What Firms Must Disclose Before a Rollover Under New DOL RuleInvestors must have access to information about costs, conflicts of interest and alternatives to rolling over their assets.
January 05, 2024
House Panel to Examine DOL Fiduciary RuleA Capital Markets Subcommittee hearing Jan. 10 will examine the rule's implications for retirement savings.