Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Stolte Promotes Accounting Regulation Changes At NCOIL Meeting
By Jim ConnollyA leading insurance regulator is asking state legislators for help with adding tougher internal control and financial reporting requirements to state insurance accounting rules.[@@]Douglas ...
April 29, 2005
IRS: Some Annuity Death Benefits May Be TaxableThe Internal Revenue Service says heirs of deferred annuity holders may have to pay income taxes on a portion of some annuity death benefit ...
April 28, 2005
IRS Rules On Ta Treatment Of Deferred Annuity Death BenefitsGo page xx with xx banner. File # L18irsAB.xml Lines: 66> The Internal Revenue Service has issued a ruling that could cut taxes for ...
April 27, 2005
IRS Rules On Ta Treatment Of Deferred Annuity Death BenefitsGo page xx with xx banner. File # L18irsAB.xml Lines: 66> The Internal Revenue Service has issued a ruling that could cut taxes for ...
April 26, 2005
Execs Weigh In On Growth, RegulationMany senior financial services executives are about as worried about the effects of regulations and compliance costs as they are about the economy.[@@]Researchers in ...
April 19, 2005
SEC Eyes BISYS Fund Distribution ArrangementsNU Online News Service, April 19, 2005, 4:57 p.m. EDTThe BISYS Group Inc. is giving more details about efforts by federal regulators to review ...
April 19, 2005
SEC Posts Final Broker-Dealer Definition RuleNU Online News Service, April 19, 2005, 5:53 p.m. EDTThe U.S. Securities and Exchange Commission has published the final version of a controversial regulation ...