Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
August 22, 2003
Government To Survey Big Company Benefits ManagersNU Online News Service, Aug. 22, 2003, 12:24 p.m. EDT -- The federal Agency for Healthcare Research and Quality is organizing a survey of ...
August 10, 2003
AALU Monitoring Proposed IRS RuleByWashington The Internal Revenue Service has proposed a new rule that it says will limit the use of life insurance and annuity contracts to avoid ...
August 10, 2003
IIABA May Go To Court Over FCC's 'Do Not Call' RegsIIABA May Go To Court Over FCCs Do Not Call RegsByWashington The Independent Insurance Agents and Brokers of America may go to court to try ...
August 08, 2003
Actuaries Ask IRS About Effects Of Military Leave Law On 401(k) PlansNU Online News Service, Aug. 8, 2003, 5:58 p.m. EDT -- The American Society of Pension Actuaries, Washington, has asked the Internal Revenue Service ...
August 07, 2003
Buck: Most Employers Supplement Pay For Activated ReservistsNU Online News Service, Aug. 7, 2003, 6:17 p.m. EDT -- The majority of U.S. employers are making up the difference between civilian pay ...
August 06, 2003
LOMA Conference Will Cover Sarbanes-Oxley ComplianceNU Online News Service, Aug. 6, 2003, 12:55 p.m. EDT -- LOMA, Atlanta, has scheduled the Insurance Accounting Update conference for Sept. 22-23 in ...
August 03, 2003
IRS OKs Rollover By Widow Of Interstate IRA OwnerIn a recent private letter ruling, the Internal Revenue Service permitted a widow to make a rollover from ...
July 31, 2003
Hancock Reports Higher Profits, $31.5 Million In Federal LTC PremiumsNU Online News Service, July 31, 2003, 6:18 p.m. EDT -- John Hancock Financial Services Inc., Boston, says its federal long term care insurance ...
July 22, 2003
IRS Publishes Final Gift Tax Recovery RegulationsNU Online News Service, July 22, 2003, 5:47 p.m. EDT -- The Internal Revenue Service has published final regulations that explain how it will ...
July 18, 2003
IRS Summarizes Proposed 401(k) Plan, 457 Plan ChangesNU Online News Service, July 18, 2003, 3:43 p.m. EDT -- The Internal Revenue Service briefly explains the proposed changes to the 401(k) plan ...