Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
IRS Explains Taxation Of Late Plan Payments
By Staff WriterThe Internal Revenue Service has issued procedures employers can use when computing tax obligations resulting from delays in sending employees' contributions to 401(k) plans and ...
July 01, 2006
GROUP THINKStarting July 1, NAPFA will launch its "Focus on Fiduciary" campaign, a consumer education program that is being supported by the NAPFA Consumer Education Foundation,...
July 01, 2006
Closing a LoopholeThe IRS was concerned that if someone established a charitable remainder annuity trust it might be done in such a way that the annuity remitted...
July 01, 2006
Passing MusterIn this, my initial column, I will begin to address compliance and practice protection-related issues important to both SEC and state registered investment advisors. My...
June 25, 2006
High Court RulingThe U.S. Supreme Court ruled 5-4 that health insurers serving federal employees must seek reimbursement of monies paid to claimants under state law, not federal ...
June 25, 2006
High Court RulingThe U.S. Supreme Court ruled 5-4 that health insurers serving federal employees must seek reimbursement of monies paid to claimants under state law, not federal ...
June 25, 2006
Sununu Says House Will Soon Introduce OFC BillBipartisan legislation calling for creation of an optional federal charter will soon be introduced in the House, one of the sponsors of such legislation in ...
June 25, 2006
Sununu Says House Will Soon Introduce OFC BillBipartisan legislation calling for creation of an optional federal charter will soon be introduced in the House, one of the sponsors of such legislation in ...