Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
IRS Tinkers With New Roth 401(k) And Roth 403(b) Options
By Linda Segal BlinnThis is the first year that an individual participating in a 401(k) or 403(b) plan can also make Roth contributions to the same plan.Although the ...
October 05, 2006
Groups Spar Over Federal RegulationThe Association of Advanced Life Underwriting says it wants to know about the fine details in any proposals to give insurers a choice between state ...
October 05, 2006
Groups Spar Over Federal Regulation (With clarification)The Association for Advanced Life Underwriting says it supports the concept of optional federal charter legislation that would give producers and insurers a choice between ...
October 05, 2006
Groups Spar Over Federal Regulation (With clarification)The Association for Advanced Life Underwriting says it supports the concept of optional federal charter legislation that would give producers and insurers a choice between ...
October 05, 2006
Groups Spar Over Federal RegulationThe Association of Advanced Life Underwriting says it wants to know about the fine details in any proposals to give insurers a choice between state ...
October 01, 2006
OFC Bill Introduced In HouseLegislation was introduced on Sept. 28 in the House to create an optional federal charter that is being called a "companion" bill to similar legislation ...
October 01, 2006
IRS Targets New 'Transactions Of Interest'The Internal Revenue Service and the Treasury Department recently released final regulations on the disclosure of reportable transactions (i.e., potentially tax avoidance transactions), and included ...
October 01, 2006
IRS Targets New 'Transactions Of Interest'The Internal Revenue Service and the Treasury Department recently released final regulations on the disclosure of reportable transactions (i.e., potentially tax avoidance transactions), and included ...