Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
9 Traps to Avoid With Planning Tools: CFP Board
By John ManganaroAdvisors must know how their processes really work and how to fully protect their clients' private information.
March 29, 2024
Dave Ramsey Imposter Scams 72-Year-Old: ReportA faked website appeared to be affiliated with the radio host, which led to messaging with "Dave."
March 18, 2024
Cambridge Says It's Under FINRA Review, Plans $500,000 RestitutionThe firm's procedures for providing fee waivers, rebates and discounts through rights of reinstatement are under scrutiny.
March 15, 2024
FINRA Fines Osaic Wealth, Securities America Over Cyber BreachesThe breaches compromised the personal data of more than 32,000 clients, FINRA says.
March 11, 2024
Washington National Breach Victim Says Disclosure Was Too VagueThe Illinois resident believes the breach led to the compromise of her debit card, according to a lawsuit.
March 06, 2024
U.S. Tells Health Insurers to Relax Rules After Hack Cripples Approvals NetworkMany providers and insurers depend on UnitedHealth systems to run their operations.
March 04, 2024
Fidelity Says Vendor Breach Affected Over 28,000 Life CustomersThe records taken could include bank account and routing numbers as well as Social Security numbers.
February 22, 2024
Prudential Hit by Ransomware GroupThe life and annuity issuer reports that the scope of the data breach seems to be limited.