Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
SEC Busts ICO Touting Relationships With the Fed, Disney
By Melanie Waddell"This ICO was based on a social media marketing blitz that allegedly deceived investors with purely fictional claims of business prospects," said SEC Cyber Unit chief Cohen.
May 18, 2018
New Apps Appeal to Next Generation of 'Anxious' Clients: Envestnet's AroraBig data and machine learning are paving the way for new advisor apps that will help reduce friction with core services.
May 17, 2018
Envestnet Debuts Plethora of New Solutions at Advisor SummitNew solutions will reduce onboarding friction, add a voice component and provide enhanced security.
May 16, 2018
Congressman to SEC on ICO Market: 'Shut It All Down'In a hearing, lawmakers hammered the SEC on ICO oversight and agency officials blasted a recent Supreme Court decision on disgorgement.
May 07, 2018
NASAA Releases Snapshot of State Advisor Landscape, Including Top Exam InfractionsAt public policy event, NASAA President Joe Borg shares his views on cyber, cryptocurrencies, fintech and other hot topics.
April 30, 2018
2018 IA 25 Fintech/IT/AI WinnersHere are the 2018 IA25 top vote getters in Fintech/IT/AI
April 29, 2018
What Tech Checks to Make to Prep for Reg Exams2018 FINRA and SEC exam priorities can serve as a refresher for your technology practices.
April 12, 2018
SIFMA Announces Principles to Safeguard Customer DataThe four principles are designed to help protect the security of customer data accessed by third-party data aggregators.