Client Outreach
The latest news and advice about successful client communications, including the best methods and strategies for financial advisors.
Fidelity Upgrades RIA Services
By Michael S. FischerFidelity Investments has begun to provide its RIA clients dedicated service teams that will process all service interactions and transactions.
March 15, 2010
Dodd Releases Draft of Financial ReformsSenate Banking Committee Chairman Christopher Dodd (D-Connecticut) released a draft of financial reforms on March 15 that is extensively re-worded and watered down from his robust November 10 Discussion Draft.
March 15, 2010
Nobel Laureates Call for Fiduciary StandardA group of American luminaries, including Nobel Laureates, top academics, economists and financial industry statespersons calls for the fiduciary standard in financial reforms.
March 12, 2010
Janet Yellen Possible Fed Vice Chair ChoiceSan Francisco Federal Reserve Bank President Janet Yellen is reported to be President Obama's top candidate for Vice Chairman of the Federal Reserve.
March 11, 2010
Global IPO Long/Short ExposureAs investment strategists call for ever-more diverse asset allocations in client portfolios
March 11, 2010
Actively Managed Global Fund Alternative to IndexesAs wealth managers seek to diversify clients' portfolios with allocations abroad, fund companies are adding vehicles that may provide easy access to non-U.S. markets.
March 07, 2010
Will Dodd's Legacy be Anti-Investor, Pro Broker and Insurer?A report notes that "Senate Banking committee members have received $41.9 million in campaign contributions from PACs and individuals in the financial sector since 2005."
March 02, 2010
Top Women Take SpotlightWealth Manager kicks off the second annual Top Women in Wealth Management Survey, while women advisors gather in New Orleans.