Client Outreach
The latest news and advice about successful client communications, including the best methods and strategies for financial advisors.
Fiduciary-Only Advisors: Of Attorneys, 'Agents' and Schmucks
By Bob ClarkReaders of my recent blogs had some interesting responses (with colorful language) about the viability of my suggested designation of 'Fiduciary-Only Advisors.'
August 15, 2014
The Four Traits of the ‘Perfect Advisor’While investors may have a hard time finding "perfect" advisors, is there another trait they should be seeking?
August 14, 2014
SEC Cracking Down on Wrap Fees; Wins Court CaseThe SEC wins a long-running court case on wrap fees, while OCIE letter to RIAs signals the arrangements will be scrutinized in exams.
August 13, 2014
HNW Women Embrace AltsHNW women allocate a larger portfolio share to alternative investments than men do, MainStay found.
August 13, 2014
5 Big Life Events Driving Clients to Seek AdvicePeople who seek advice during a life-changing event can become loyal clients if you win their trust. Here are some tips for meeting their needs.
August 13, 2014
Can a ‘Fiduciary-Only’ Advisor Take Commissions?An advisor makes some good points about selling insurance to clients, but are those clients sure their advisor is acting in their best interests?
August 12, 2014
Don't Fear the Robos, Advisors Can't Be 'Bot-Sourced'LPLs chief investment officer rebuts an Oxford University estimate that advisors have a 58% probability of being replaced by computers.
August 12, 2014
Don’t Let Government Trample Your Retirement Business: PawlentyThink Obamacare is bad? Federal intervention in retirement saving would be an existential threat to advisors, ex-governor Tim Pawlenty warns.