Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Morgan Stanley Tops Q1 Estimates; Wealth Unit Boosts Profits
By Janet LevauxThe firm's advisor headcount fell below 16,000 advisors, but production rose to nearly $960,000.
April 14, 2015
What went wrong with 401(k) fee disclosure?A funny thing happened on the way to transparency. Its called apathy.
April 14, 2015
What went wrong with 401(k) fee disclosure?A funny thing happened on the way to transparency. Its called apathy.
April 02, 2015
UBS Rolls Out 5-Year Succession ProgramThe plan gives retiring reps the chance to earn 230% of yearly fees and commissions and, partnering reps can get a 5% bonus.
April 02, 2015
Morgan Stanley Boosted Gorman’s Pay 25% for 2014James Gorman received $22.5 million for his performance last year, but a few other CEOs earned even more.
March 25, 2015
Sen. Shelby, NY Comptroller Enter Fiduciary DebateThe Senate Banking chairman says "We'll look at" DOL's fiduciary redraft. Meanwhile, the New York City comptroller pushes for a fiduciary law in the state.
March 11, 2015
Tax Planning: How Your Clients Can Deduct Your FeesA look at how, how much and from which accounts your clients can deduct your fees, along with a warning about IRAs.
March 05, 2015
Advisor Compensation: The Value of Investing in TalentFor RIAs, attracting and retaining top talent is more competitive than ever, but its also more important than ever.