Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Anthem-Cigna and Aetna-Humana breakup provisions, dissected
By Allison BellOne deal includes a $1.85 billion termination fee; the other, a $1 billion termination fee.
July 14, 2016
Ask IMO candidates about difficult casesThe true value for an IMO is if they can get troubled cases placed as well as good cases.
July 11, 2016
Your 401(k) fees are attracting more attention — from lawyersFujitsu Technology is targeted in a class-action lawsuit that alleges fiduciary breaches related to its target-date funds.
July 11, 2016
Your 401(k) fees are attracting more attention — from lawyersFujitsu Technology is targeted in a class-action lawsuit that alleges fiduciary breaches related to its target-date funds.
July 08, 2016
401(k) Fees Attracting More Attention — From LawyersHeres a term you really dont want used to describe your 401(k): One of the most expensive plans in America.
June 22, 2016
Fiduciary Self-Assessments: Hype or Help?Following the Institute for the Fiduciary Standard's Best Practices for Fiduciary Advisors can provide a substantial market boost to professional advisors.
June 20, 2016
UBS Announces Major ChangesIn order to help raise pay for top advisors and support retention, the group says, it will reduce advisor recruiting by 40%.
June 08, 2016
5 Steps to Successfully Talk About Fees With ClientsAs daunting and taboo as discussing fees with your clients might be, it is a vital component of forging a lasting bond.