Compensation and Fees

What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.

News

UBS Delays Advisor Pay Cut From 12b-1 Fees

By Dinah Wisenberg Brin
72% of Advisor Revenue Is Fee-Based: Cerulli

March 18, 2025

72% of Advisor Revenue Is Fee-Based: Cerulli
Vanguard Faces Class-Action Suit Over $100 Exit Fee

March 13, 2025

Vanguard Faces Class-Action Suit Over $100 Exit Fee
Arta Expands Services to Help Advisors Manage Their Own Wealth

February 21, 2025

Arta Expands Services to Help Advisors Manage Their Own Wealth
Low-Cost Vanguard Generates the Most Fee Revenue: Morningstar

February 14, 2025

Low-Cost Vanguard Generates the Most Fee Revenue: Morningstar
Morgan Stanley Pays CEO Ted Pick $34M in First Year Leading Bank

February 14, 2025

Morgan Stanley Pays CEO Ted Pick $34M in First Year Leading Bank
Schwab to Raise Advisor Network Referral Fees by 5%

February 13, 2025

Schwab to Raise Advisor Network Referral Fees by 5%
UBS Expects Advisor Attrition Due to Pay Cuts

February 06, 2025

UBS Expects Advisor Attrition Due to Pay Cuts