Compensation and Fees

What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.

News

What to Make of LPL’s Loan Forgiveness Pledge for Commonwealth Advisors

By John Manganaro
Cambridge to Pay $15M Over Revenue Sharing, Wrap Account Conflicts

March 20, 2025

Cambridge to Pay $15M Over Revenue Sharing, Wrap Account Conflicts
Stifel Hit With Class Action Suit Over Cash Sweeps

March 20, 2025

Stifel Hit With Class Action Suit Over Cash Sweeps
72% of Advisor Revenue Is Fee-Based: Cerulli

March 18, 2025

72% of Advisor Revenue Is Fee-Based: Cerulli
Vanguard Faces Class-Action Suit Over $100 Exit Fee

March 13, 2025

Vanguard Faces Class-Action Suit Over $100 Exit Fee
Arta Expands Services to Help Advisors Manage Their Own Wealth

February 21, 2025

Arta Expands Services to Help Advisors Manage Their Own Wealth
Low-Cost Vanguard Generates the Most Fee Revenue: Morningstar

February 14, 2025

Low-Cost Vanguard Generates the Most Fee Revenue: Morningstar
Morgan Stanley Pays CEO Ted Pick $34M in First Year Leading Bank

February 14, 2025

Morgan Stanley Pays CEO Ted Pick $34M in First Year Leading Bank