Young Professionals
Young professionals represent the future of the financial advice business. Read the latest news concerning tomorrow's industry leaders.
LPL Says Tech Update Makes It 'Easier to Turn Prospects Into Clients'
By Jeff BermanThe independent broker-dealer explains how a new integration has improved its ClientWorks advisor platform.
February 18, 2020
Fidelity Adds New Capabilities, User Testing to Integration XchangeThe enhancements focus on self-service functionality that allow wealth management firms to customize their use of technology.
February 18, 2020
SEC Aims to Shake Up Exchanges' Market Data DominationIn effect, its proposal would replace the "exclusive" model with a decentralized model of "competing consolidators."
February 14, 2020
Skepticism of Schwab-TD Merger Grows Amid Antitrust ScrutinyAs advisors and other get calls from the Justice Department, one industry source says, "The odds against it have gone up quite a bit."
February 14, 2020
Advisor Group-Ladenburg Merger Is Final. What Will Happen to the BDs?The new firm will have over 11,000 advisors and nine BDs. Is consolidation in the offing?
February 13, 2020
5 Common Blind Spots on Social SecuritySimplyWise asked five Social Security questions, and only 1 in 300 people answered them all correctly.
February 13, 2020
RIA Captrust Adds $654M North Carolina TeamCaptrust's latest acquisition is a 10-person team, including five advisors.
February 13, 2020
Stifel Nabs $332M Merrill Reps in TexasMeanwhile, a Woodbury Financial Services affiliate adds a father-daughter team with $115 million in North Carolina.