Young Professionals
Young professionals represent the future of the financial advice business. Read the latest news concerning tomorrow's industry leaders.
Group Sues SEC Over Collection of Investor Data
By Melanie WaddellThe gathering of such personal information "is an unnecessary and substantial risk to the privacy of American investors."
May 15, 2020
LPL Modeling Program Tops $2BThe service, which lets advisors run custom portfolios and outsource daily tasks, had about $600 million a year ago.
May 15, 2020
Why Goldman's Folio Deal Is Good News for SchwabIt bodes well for the TD Ameritrade deal — and for another big potential player, T3's Joel Bruckenstein tells ThinkAdvisor.
May 15, 2020
Internal Succession Planning: How We Did ItInternal succession plans take time and investment in developing people; ours started 15 years ago.
May 14, 2020
Goldman to Buy Folio FinancialWith this deal, Goldman "fills in the last piece" of its wealth management ecosystem, consultant Gavin Spitzner says.
May 14, 2020
3 Top Ways to 'Touch' Clients in a PandemicYou can show empathy not in automated messages but through personal texts, DMs, emails and calls to your clients.
May 14, 2020
RBC Nabs $600M UBS TeamThe wealth firm says COVID-19 shelter-in-place restrictions have "not slowed" its recruiting pace.
May 13, 2020
2 Ways to Boost Staff Morale — RemotelyThere are steps to keep your advisory firm's culture alive, even as your employees work from home during the pandemic.