$1.1B UBS Team Moves to RBC Wealth
By Janet LevauxThe nine-member Centennial Wealth Management Group joins a new branch office in suburban New York.
June 26, 2025
Mercer Hits Employee Ownership ‘Milestone’More than half of its roughly 1,300 employees are now equity owners in the $72 billion RIA.
June 26, 2025
Wisconsin 'Advisor' Bought 300 Snowmobiles With Client Money: ProsecutorsStanley Pophal is accused of luring at least 120 investors to buy promissory notes in a $15 million scheme.
June 26, 2025
Envestnet to Sell Yodlee to PE FirmFinancial advisors will still have access to Yodlee data aggregation technology, the firms said.
June 26, 2025
FINRA Sanctions Clearing Firm Exec for Sending Thousands of WeChat MessagesBingshan Song of Velox Clearing was suspended and fined $25,000.
June 26, 2025
Trump Decision on Next Fed Chair Not Imminent, White House SaysPowell’s term as chair does not expire until May 2026, and choosing a replacement this early would be unusual.
June 26, 2025
SEC Kicks Off Review of Rules Governing Executive Pay and PerksIt may overhaul rules affecting the disclosures of compensation, including bonus clawbacks.
June 26, 2025
Aaron Klein’s New Venture Aims to ‘Kill Broken Meetings’The ex-Nitrogen CEO says AI note-takers are actually making meetings worse for financial advisors.