Wealth Managers Say Technology Is Their Biggest Challenge: Poll
By Michael S. FischerMobile appears to be a particular pain point for advisors, according to a report from Thomson Reuters and Forbes.
March 09, 2018
FINRA Updates Business Continuity, Disaster Recovery GuidanceFirms reporting a "significant volume" of transactions in Treasury securities must now participate in FINRA's annual business continuity and disaster recovery test.
March 09, 2018
Pump-and-Dumpers Busted in FBI Sting: EnforcementIn another enforcement action, Voya advisors agrees to repay clients $2 million.
March 09, 2018
Senators Reintroduce Retirement Enhancement and Savings ActThe bipartisan bill makes multi-employer plans more attractive and broadens grad students' ability to save for retirement.
March 09, 2018
Can Trump's Association Health Plans Be Nice AND Strong?The DOL's benefits team has at least 718 public comments to review.
March 08, 2018
Amazon Isn't the Only Retail Giant Trying to Remake Health CareSome giant employers are already trying to buy care directly from the providers.
March 08, 2018
Women Make Up Smaller Share of Fund Managers Today Than in 1990: MorningstarOnly about 11% of portfolio managers are women even though female-run funds do not underperform, Morningstar found.
March 08, 2018
Trump Signs Tariff Order on Metals With Wiggle Room for AlliesThe measure exempts Canada and Mexico and leaves the door open to sparing other countries.