FINRA Hires New Exam Chief From Schwab
By Melanie WaddellBari Havlik replaces Susan Axelrod, who's headed to Merrill.
April 11, 2018
Talking Financial Data Portability With Digital Expert Rob ForeggerData portability 'may seem arcane,' but it's 'quite critical to what the future state of the financial services industry looks like,' says the NextCapital founder.
April 11, 2018
House Speaker Paul Ryan Won't Seek Re-Election in Blow to GOPThe departure sets up a fight for leadership as midterms approach.
April 11, 2018
GAO Skeptical About Private Disability Insurance as an SSDI FixThe watchdog agency says regulators would have to do more to oversee the claim administration process.
April 11, 2018
Many Young Consumers Are Looking for You: SurveyLIMRA and Life Health found that the youngest are more likely to check out your social media presence.
April 11, 2018
Taxpayer Reports of ACA Premium Tax Credit Subsidy Help Fall 9%The average subsidy amount used may have increased 35%.
April 10, 2018
Clayton Says 'Sooner the Better' for SEC Fiduciary RuleSEC chairman also says fraud within ICO community is the agency's next major target.
April 10, 2018
What the Heck Is a UIT and How Do You Invest in Them?UIT Investing, a Chicago-based startup, has developed a research platform to help advisors analyze client opportunities in this product.