Page 6 - Investment Advisor - November 2023

Departments November 2023

vol. XlIII No. 6

1 | ThinkAdvisor.com 39 | Advertiser's Index “Midsize firms not only
8 | Editor's Note 39 | Classifieds have a great potential
for growth but also have
compelling reasons
to grow.”

—Angie Herbers

Columns

The Playing Field

31 | Under doL Rule’s shadow,
Fiduciary Fight Rages on
By Melanie Waddell
A court decision to uphold the
Massachusetts fiduciary rule could
open doors to similar regulations on
brokers in other states, lawyers say.

The Fast Track

33 | The Real Reason Your
Midsize Firm Isn’t Growing and
10 Beginnings What to do About It
By Angie Herbers
Washington Watch
training or client experience, but there’s
House Panel oKs Legislation You might blame flawed marketing,
Raising HsA Contribution Limits likely a more fundamental culprit.

35

Conclusions

Retirement Planning Compliance Coach

one Way to Protect near-Retirees 40 | What to Know and do now
From Market shocks About Bitcoin

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4 Investment AdvIsor November 2023 | ThinkAdvisor.com