Page 6 - Investment Advisor November 2022

EDITOR’S NOTE

By Janet Levaux INVESTMENT ADVISOR GROUP
150 East 42 Street, Mezzanine Level • New York, NY 10017
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EDITORIAL
EDITOR-IN-CHIEF, REGULATED MARKETS GROUP
Nichole Morford [email protected]
GROUP EDITOR-IN-CHIEF Janet Levaux [email protected]
EXECUTIVE MANAGING EDITOR Katie Rass [email protected]
WASHINGTON BUREAU CHIEF Melanie Waddell [email protected]
INSURANCE EDITOR Allison Bell [email protected]
SENIOR WRITER Dinah Wisenberg Brin [email protected]
Changing Times SENIOR WRITER John Manganaro [email protected]
STAFF REPORTER Jeff Berman [email protected]
SR. ART DIRECTOR Chris Nicholls [email protected]
RESEARCH EDITOR Liana Roberts [email protected]
roker-dealers and their registered reps will have new continuing require-
ments in January, Washington Bureau Chief Melanie Waddell explains BUSINESS
Bin this month’s The Playing Field column. This development is part of a SALES MANAGER, WEST
revamp of the Financial Industry Regulatory Authority’s CE program, and some Neil Dant 859-692-2112 [email protected]
required courses are likely to cover the Securities and Exchange Commission’s SALES MANAGER, MIDWEST/NY/NJ
Regulation Best Interest. Lauren Rispoli 212-457-9527 [email protected]
Nicole Lefort, associate director of Continuing Education Content, explained SALES MANAGER, EAST
during a podcast on the topic that “the regulatory element will now be an annual Archer Montague 804-464-1232 [email protected]
DIRECTOR OF CLASSIFIED SALES
requirement. New courses will be provided at the beginning of each year and indi- Martha Frechette 213-760-6159 [email protected]
viduals will have a Dec. 31 deadline to complete.” CLIENT SERVICES MANAGER
Speaking of complete, Nexus Strategy’s Tim Welsh covers all the details of Debbie Maggard 859-692-2197 [email protected]
Future Proof, a recent conference held near Los Angeles that was billed as the SR. BRAND MARKETING MANAGER
world’s first “wealth festival.” In his Industry Insights column, Welsh explains: Linda Levine 212-457-9662 [email protected]
“Future Proof featured an exciting change from typical large-scale conferences: DIRECTOR OF REPRINTS
The entire event was held outside.” Syndia Torres-Pena 877-257-3382 [email protected]
The event was produced by Matt Middleton and his Advisor Circle platform,
along with long-time collaborators at Ritholtz Wealth Management such as CEO
Josh Brown. “The event definitely delivered on its promise to be more festival than
conference, and it did so in an entertaining, fun and content-rich way that attracted ALM SENIOR MANAGEMENT
over 2,000 attendees, who were in constant motion and engagement across the CEO Bill Carter
many event areas,” according to Welsh. PRESIDENT, INFORMATION SERVICES Jon DiGiambattista
We hope you enjoy Welsh’s conference summary, along with the other stories in PRESIDENT, EVENTS AND HEAD OF
this month’s issue! GLOBAL STRATEGIC INITIATIVES Mark Fried
PRESIDENT, MARKETING SERVICES Matthew Weiner
SR. VP, HUMAN RESOURCES Erin Dzieken
SR. VP AND GLOBAL CORPORATE CONTROLLER Daniel Herman
SR. VP, FINANCE Mark Okean
SR. VP, OPERATIONS Josh Gazes
CHIEF TECHNOLOGY OFFICER Jimi Li
GROUP EDITOR-IN-CHIEF CHIEF CONTENT OFFICER Molly Miller
CHIEF SALES OFFICER, PAID CONTENT Allan Milloy
VP, SALES, FINANCIAL SERVICES DIVISION Adam Dunn
VP, SALES, INSURANCE AND REAL ESTATE DIVISIONS Peggy Schecter
VP, REGULATED MARKETS EVENTS Scott Thompson

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