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CLASSIFIEDS
Get on Board the Call or Email Martha Frechette
Winning Train. 213-760-6159 | [email protected]
START RECRUITING & BRANDING
With the industry’s most credible
and Influential.
5 CE credits, only $95!
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RIA Compliance and Legal Strategies Conference
June 1, 2023 • The Radnor Hotel, Wayne, PA (Just 20 minutes from PHL)
Seminars: 10:00 AM - 3:30 PM • Networking & Cocktails: 3:30 PM - 5:00 PM
Registered investment advisors will gain a valuable understanding
of current regulatory and compliance-related issues, including: REGISTER TODAY!
• How to successfully navigate a regulatory exam
• The importance of full disclosure
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• Industry M&A discussion (Doing it right)
• Crypto and ESG
www.Stark-Stark.com • 1-800-53-LEGAL • 993 Lenox Drive, Lawrenceville, NJ 08648 Twitter: @ThomasGiachetti
Advertisers’ Index
ADVERTISER .................................................................................................................................................................................. PAGE #
BRIGHTHOUSE ...................................................................................................................................................13
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INVESTMENT CENTER INC ................................................................................................................................ 7
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MFS ...................................................................................................................................................................... 3
mfs.com/active360
MUTUAL OF OMAHA ......................................................................................................................................... 5
mutualofomaha.com/simple
APRIL/MAY 2023 INVESTMENT ADVISOR 39