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CLASSIFIEDS







                                  Get on Board the                   Call or Email Martha Frechette
                                  Winning Train.                     213-760-6159  |  [email protected]

                                  START RECRUITING & BRANDING
                                  With the industry’s most credible
                                  and Influential.





                     5 CE credits, only $95!
                     You won’t want to miss your chance...
                    RIA Compliance and Legal Strategies Conference



                    June 1, 2023  •  The Radnor Hotel, Wayne, PA (Just 20 minutes from PHL)
                    Seminars: 10:00 AM - 3:30 PM  •  Networking & Cocktails: 3:30 PM - 5:00 PM

                       Registered investment advisors will gain a valuable understanding
                       of current regulatory and compliance-related issues, including:  REGISTER TODAY!
                         •  How to successfully navigate a regulatory exam
                         •  The importance of full disclosure
                         •  Navigating the new Marketing Rule
                         •  Implementing an effective client texting policy
                         •  The pending DOL retrospective
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                         •  Industry M&A discussion (Doing it right)
                         •  Crypto and ESG
                  www.Stark-Stark.com  •  1-800-53-LEGAL  •  993 Lenox Drive, Lawrenceville, NJ 08648                          Twitter:  @ThomasGiachetti




                Advertisers’ Index

                ADVERTISER  ..................................................................................................................................................................................  PAGE #
                BRIGHTHOUSE ...................................................................................................................................................13
                brighthousefinancialpro.com

                INVESTMENT CENTER INC ................................................................................................................................ 7
                www.investmentctr.com/support

                MFS ...................................................................................................................................................................... 3
                mfs.com/active360
                MUTUAL OF OMAHA ......................................................................................................................................... 5
                mutualofomaha.com/simple





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