Page 6 - Investment Advisor February/March 2023

Departments FEBRUARY/MARCH 2023

VOL. XLIII NO. 1

1 | ThinkAdvisor.com 39 | Advertiser's Index “The agency plans
6 | Editor's Note 39 | Classifieds to consider in April
modernizing the
regulations around the
custody of client assets by
investment advisors.”
—Melanie Waddell

Columns

The Playing Field
Beginnings 31 | Here Are the Big Rules on the

Washington Watch SEC’s 2023 To-Do List
By Melanie Waddell
8 | Secure 2.0 Is Here, but Advisor custody regs are a
Expect a Slow Rollout priority this year, along with a few
controversial rules.
Industry Insights

10 | 5 Trends Shaping Wealth The Fast Track
Management Today
33 | Got a Hiring Crunch?
Annuities Update Maybe Your Firm’s the Problem
By Angie Herbers
12 | What if TDFs Used
Annuities? If you take a hard, honest look,
you might find several reasons job
candidates steer clear of joining
Conclusions your firm.

Portfolio Perspectives Broker-Dealer Beat Compliance Coach

35 | Bob Doll’s 10 Predictions for 37 | 6 Wirehouse Comp Trends to 40 | 5 Keys to a Smart
2023, Evaluation of His 2022 Outlook Watch in 2023 Texting Policy

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4 INVESTMENT ADVISOR FEBRUARY/MARCH 2023 | ThinkAdvisor.com