February 05, 2004
Penn Treaty To Issue $14 Million In NotesNU Online News Service, Feb. 5, 2004, 4:35 p.m. EST -- Penn Treaty American Corp., Allentown, Pa., says it is raising $14 million by ...
February 05, 2004
Securities Regulators Take Aim At VAsSecurities Regulators Take Aim At VAsByThe regulatory storm has moved over the variable annuity industry, but forecasters still are deciding whether it will topple financial ...
January 26, 2004
Costa Rica Joins Trade PactNU Online News Service, Jan. 26, 2004, 4:31 p.m. EST -- The United States has persuaded Costa Rica to participate in the U.S.-Central America ...
January 01, 2004
Back to the FutureFinancial planner Ed Winslow's book, Blind Faith, was published in June 2003, but the idea for the book started "percolating" in his brain some six...
December 30, 2003
Stock Funds Draw CashFund Chief Is Wagering on TIPSAn excerpt from the Dec. 29, 2003, edition of The Wall Street Journal
December 11, 2003
GAO Rep Offers NAIC Some Insight On Market ConductGAO Rep Offers NAIC Some Insight On Market ConductByAnaheim, Calif. During the winter meeting of the National Association of Insurance Commissioners here, a representative of ...
December 10, 2003
NAIC: GAO Official Talks About Market ConductNU Online News Service, Dec. 10, 2003, 9:23 a.m. EST, Anaheim, Calif. -- An official from the U.S. General Accounting Office talked about the ...
December 08, 2003
Piper Jaffray Disciplines Two Employees for Market TimingDecember 4, 2003 -- Piper Jaffray Cos. has taken "disciplinary action" against two employees related to one incident of mutual fund market timing, according to...
December 04, 2003
Market Conduct Reform? Yes, But How?ByThere is general agreement that market conduct oversight of insurance activities can be made better, but wrestling with the details continues to be the task ...
December 02, 2003
NFA Board Approves Pact with Eurex U.S.CHICAGO (HedgeWorld.com)--The board of the National Futures Association approved a regulatory services pact with the U.S. Futures Exchange LLC, also known as Eurex U.S. A spokeswoman...