NCOIL Changes Market Conduct Model
By Jim ConnollyMembers of the National Conference of Insurance Legislators, Albany, N.Y., agreed today at their summer meeting in Chicago to include new procedural safeguards in ...
June 07, 2004
Greenwich Associates Study Finds Fewer Soft DollarsGREENWICH, Conn. (HedgeWorld.com)--Use of "soft dollars" for equity research and services declined last year in anticipation of regulatory actions restricting such purchases, according to a...
June 03, 2004
Recommend The Right Annuity GuaranteeByThe variable annuity market has been flooded with products touting their bells and whistles. It can be difficult to keep them all straight and confusing ...
June 03, 2004
Market Conduct Model Nearing NAIC VoteByA market conduct surveillance model act is important to the National Association of Insurance Commissioners overall market conduct program and will be adopted in some ...
June 02, 2004
NAIC Gets Closer To Market Conduct AdoptionNU Online News Service, June 2, 2004, 6:23 p.m. EDT -- The National Association of Insurance Commissioners may be getting closer to adopting a ...
June 01, 2004
A Rocky RideLimited partnerships, a once popular investment vehicle initially created to help investors avoid paying taxes, and a vehicle used to retain high broker transaction fees,...
June 01, 2004
Trading DownO ver the 12 years that Investment Advisor has been surveying the secondary market for limited partnerships, there has been a drastic reduction in the...
June 01, 2004
FROM TACTICAL TO PRACTICAL- By the BookYou're at the point in your career where you've decided it's time to write a book, and you want to ensure that your efforts are successful....