Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
BofA to Pay $250M Over Extra Fees, Unauthorized Cards
By Paige Smith | Katherine DohertyThe CFPB fined the bank for "double-dipping" on fees imposed on clients with insufficient funds in their accounts.
July 10, 2023
BofA Stock Indicator Sees S&P 500 Surging 16%That would leave the S&P 500 trading at 4,800 by year-end, or 5,200 a year from now, Bank of America data shows.
July 05, 2023
Best & Worst Firms for Advisor Satisfaction: J.D. Power, 2023When it comes to advisor satisfaction, there's one firm that independent and employee advisors agree is the worst.
July 05, 2023
Clearing, Trading Most Popular Uses for Fintech by Advisors: SurveyISS Market Intelligence looks at the fintech providers advisors use most.
June 30, 2023
6 Big Firms' Market Predictions for the Rest of 2023UBS, Capital Group BlackRock and others offer outlooks and investment picks for the next six months.
June 30, 2023
10 Best Restaurants in the World: 2023These eateries likely will impress even the wealthiest clients or prospects — if you can get a reservation.
June 29, 2023
Fired Rep Says Wells Fargo Added Fake Investigations to His U5: LawsuitA Black advisor alleges Wells fired him, then amended his Form U5 when he reported discrimination.
June 28, 2023
Ex-Merrill Rep Who Threw Smoothie Hit With FINRA Complaint on Cash TransactionsJames Iannazzo deposited and withdrew $568,440 in small increments to avoid bank reporting requirements, FINRA says.