May 15, 2024
Vanguard's CEO Choice Raises Questions on Firm's Future Path"Ramji will have to prove himself ... but I'm optimistic about the appointment," newsletter editor Jeff DeMaso says.
May 14, 2024
JPMorgan, RBC Grab Merrill Teams With $30B in AssetsEric Gray and Lance Polverini say moving their $28 billion practice will bring their work to the next level.
May 02, 2024
Debate: Was the FTC Right to Ban Non-Compete Agreements?The prohibition will affect about 30 million American workers subject to the contracts, according to the agency.
April 25, 2024
Chamber of Commerce Sues to Block FTC's Non-Compete BanThe move follows the FTC's vote on Tuesday to issue a final rule banning non-competes provisions in nearly all cases.
April 23, 2024
FTC Bans Worker Non-Compete RulesExisting non-competes for executives earning over $151,164 a year in a "policy making position" can stay in place.
April 22, 2024
LPL Nabs $820M Merrill Team in TexasHeritage Private Wealth in Midland is the 43rd group to join LPL's Strategic Wealth Services channel.
April 19, 2024
Merrill Adds $3.5B Team in FloridaThe 12-person group joins from JPMorgan Wealth Management through that bank's purchase of First Republic.
April 03, 2024
7 Tips for Advisors Planning to Break AwayThe growing independent RIA space includes both entrepreneurial younger advisors and those within sight of retirement.
April 02, 2024
Sanctuary Wealth Adds $700M Merrill DuoThe two advisors are based in Greensboro, N.C., and focus on serving wealthy families, executives and business owners.
March 21, 2024
Empower Sues 13 Advisors Who Broke AwayThe financial professionals were employed with Personal Capital, a company that the retirement plan provider acquired in 2020.