SEC to Consider Accredited Investor Expansion Next Week
By Melanie WaddellThe agency will also consider allowing performance fees to be charged in retail funds.
September 23, 2026
Captrust Picks Up $1.2B With Two-Firm DealNew York-based Compass Advisors and Long Island Wealth Management have joined the RIA, bringing seven advisors.
September 23, 2026
Corient Adds $2.6B Multifamily Office in Cayman IslandsThe Miami-based firm manages about $572 billion globally.
September 22, 2026
Kay Lynn Mayhue to Be CEO of Merit Financial AdvisorsFounder Rick Kent will transition to executive chairman, and Zach Mersberger will take over as president.
September 22, 2026
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Efficiency Creator or 'Deal Killer'? David DeVoe Is Watching AIThe M&A consultant also discusses the rise of the "meta RIA" and why private equity in wealth management isn't so bad.
September 22, 2026
Mercer Names Cynthia Loh to New Executive RoleAs chief platform officer, Loh will oversee the operating system that anchors the RIA's client and advisor experience.
September 22, 2026
Hightower Taps Vanguard Veteran as New PresidentMarco De Freitas will help integrate AI and investing; Hightower Signature Wealth named a president and two key leaders.
September 21, 2026
Shirl Penney Thinks AI Can Help Advisors Be More Human With ClientsThe founder and CEO of Dynasty Financial Partners discussed the firm's partnership with Anthropic at Future Proof.