7 Top SEC Exam Priorities for 2025
By Melanie WaddellIn addition to core business practices, examiners will focus on new rules, emerging tech and investor data protection.
October 15, 2024
Carson Group Adds $1B Group in MidwestThe RIA is bringing on Sweet Financial, a 12-person team based in Fairmont, Minnesota.
October 07, 2024
MAI Capital Adds $1.2B Fee-Only Advisor TeamThe acquisition is MAI Capital's 40th since 2018 and its eighth of 2024.
October 04, 2024
How Advisors Plan to Use Tech to Boost Growth: SchwabAdvisors are interested in the potential of AI but have been slow and deliberate with implementation, Schwab finds.
October 03, 2024
Wealth Enhancement Group Buys $2.4B Hybrid RIA in South CarolinaThe acquired firm, FinTrust Capital Advisors, specializes in advanced financial planning and tax strategies.
September 30, 2024
Private Equity Firm TPG Takes 'Significant' Minority Stake in Creative PlanningPeter Mallouk will continue to lead the business and keep his majority stake.
September 23, 2024
Future Proof Festival Scales Up BigAdvisors, industry VIPs and vendors gathered to chart a path for the wealth industry's next growth stage.
September 20, 2024
12 Fastest-Growing RIAs in 2024These firms posted the highest growth rates in assets and number of clients, according to SmartAsset.